Chelsea Financial Services FINRA Regulated & SEC Registered Broker Dealer

Chelsea Morgan Securities, Inc. d/b/a Chelsea Financial Services is a SEC registered broker dealer that is regulated by FINRA, SEC and SIPC. The Firm has been the independent registered accountant performing the annual audit under PCAOB standards since 2017. For the sake of public interest and protection, broker dealers of securities are one of the most highly regulated
and overseen industries in the United States. Specialized training and familiarity with capital markets are must, in order to properly carryout the audit of the financial statements of broker dealers.

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